Here are some external links to other sites and services to help you as an active trader whether it be for your own trading, or additional educational industry resources.
FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets. Are you considering investing with a brokerage or capital investment firm?
Perhaps you are looking into joining a professional proprietary trading group to trade securities?
Click here to utilize broker check, a database of all broker dealers to find out if there are any known regulatory issues.
Trading Information From the SEC
Thinking about becoming a securities professional? Whether you want to be a professional trader to trade securities with a firm as a proprietary trader, a registered representative, to solicit client accounts for an investment firm, or maybe you just want to broaden your horizon...?
It all starts with taking and passing FINRAs Securities Industry Essential (SIE) exam.
Kaplan Financial offers several learning packages to choose to get you started.